Legal Notice

Legal

Securities transactions are provided by Sherman & Company LLC, a registered broker-dealer with the U.S. Securities and Exchange Commission, and a member of the Financial Industry Regulatory Authority, FINRA, and also of the Securities Investor Protection Corporation, SIPC.

Limited License

Sherman & Company Holdings LLC, and its related entities, ("Sherman & Company Holdings" or the "Firm") provides this website, www.Sherman-Company.com (together with its contents and all sub-websites, the or this "Site") for your informational purposes only. Subject to these terms, Sherman & Company Holdings grants you a non-exclusive, non-transferable, limited right to display this Site and download the material displayed on this Site solely to view general information about Sherman & Company Holdings and its businesses. This information may not be copied, reproduced, republished , modified, transmitted or distributed in any way, without the express written permission of Sherman & Company Holdings.

Terms of Use

Please read this page carefully before using this Site and the materials accessible through this Site. By using this Site, you are agreeing to be legally bound by the following terms. We reserve the right to amend these terms. Your continued use of this Site constitutes your agreement to such changes.

Ownership and Trademarks

This authorization is not a transfer of title in the Site, or the materials or copyrights therein. All content included on this Site, such as graphics, logos, articles, and other materials, is the property of Sherman & Company Holdings or others and is protected by copyright and other laws. All trademarks and logos displayed on this Site are the property of their respective owners, who may or may not be affiliated with our organization.

No Warranty or Reliance

Sherman & Company Holdings intends the information provided at this Site to be useful and accurate; however Sherman & Company Holdings does not guarantee the accuracy or completeness of the materials or the reliability of any advice, opinion, statement, or other information displayed or distributed through this Site. Sherman & Company Holdings does not assume any obligation to update information at this Site. All information available at or through this Site is provided "as is" without warranty of any kind, either express or implied.

Business Continuity Plan Summary

Our Firm has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us- If after a significant business disruption you cannot contact us at 646-321-3750 you should call our cellular phone numbers which are listed on our business cards or go to our website at http://www.sherman-company.com. We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the Firm's books and records, and allowing our customers to transact business. In short, our Business Continuity Plan is designed to permit our Firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

For more information - If you have questions about our business continuity planning or would like a copy of the complete Business Continuity Plan for Sherman & Company LLC, please contact us directly at 646-321-3750.

Privacy Policy

We collect nonpublic personal information about you from the following sources: information we receive on applications, subscription documents, or other forms and information about your transactions with our affiliates, others, or us. We do not disclose any non-public information about our current or former clients to anyone, except as permitted by law or in order to provide the current services. Our employees have limited access to your personal information based on their responsibilities to provide products or services to you. Be assured that we maintain physical, electronic, and procedural safeguards in compliance with federal standards to protect your information.

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